Ricci–Ollivier curvature of the rooted phylogenetic subtree–prune–regraft graph

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Theoretical Computer Science, ISSN: 0304-3975, Vol: 699, Page: 1-20

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Chris Whidden; Frederick A. Matsen IV
Elsevier BV
Mathematics; Computer Science
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article description
Statistical phylogenetic inference methods use tree rearrangement operations such as subtree–prune–regraft (SPR) to perform Markov chain Monte Carlo (MCMC) across tree topologies. The structure of the graph induced by tree rearrangement operations is an important determinant of the mixing properties of MCMC, motivating the study of the underlying SPR graph in greater detail. In this paper, we investigate the SPR graph of rooted trees (rSPR graph) in a new way: by calculating the Ricci–Ollivier curvature with respect to uniform and Metropolis–Hastings random walks. This value quantifies the degree to which a pair of random walkers from specified points move towards each other; negative curvature means that they move away from one another on average, while positive curvature means that they move towards each other. In order to calculate this curvature, we develop fast new algorithms for rSPR graph computation. We then develop formulas characterizing how the number of rSPR neighbors of a tree changes after an rSPR operation is applied to that tree. These give bounds on the curvature, as well as a flatness-in-the-limit theorem indicating that paths of small topology changes are easy to traverse. However, we find that large topology changes (i.e. moving a large subtree) give pairs of trees with negative curvature. We show using simulation that mean access time distributions depend on distance, degree, and curvature, demonstrating the relevance of these results to stochastic tree search.